Francais
In the Spotlight-Critical Illness
Name
 
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Client Information (1):

First Name Last Name

 

Date of Birth: Month Day Year

 

Amount of Current RRSP:$ Amount of Current Non registered $ $

 
What is your investment risk profile?
  Question Your Answer
1
What is your investment horizon-when will you want to use your money?
  1. 3-5 years
  2. 6-10 years
  3. 11-15 years
  4. 16-25 years
  5. 25-30+years
2
What is your most important investment goal?
  1. I want investments to be secure .I also need my investments to provide me an income now, or for a large expense in the next few years
  2. I want my investments to grow, but i also want them to provide some income. I am comfortable with moderate market fluctuations
  3. I am more interested in having my investments grow over the long term. I am less concerned about income and I am comfortable with short term volatility
  4. I want long term aggressive growth and am willing to accept significant short term market fluctuations
3
If you owned an investment that fell by 20% over a short period, what would you do?
  1. Sell all the remaining investment
  2. sell a portion of the remaining investment
  3. Hold the investment and sell nothing
  4. Buy more of the investment
4
Choose a scenario that best describes the way you monitor your investments
  1. I look forward to reviewing my portfolio on a daily basis
  2. I make it a point to review my portfolio regularly and at least once a month
  3. I review my portfolio on a quarterly basis
  4. I only review my portfolio on an annual basis
5
Would you invest in a financial product based solely on a brief conversation with a friend, relative or co-worker?
  1. Absolutely not
  2. probably not
  3. Probably
  4. Absolutely
6
Given these four potential outcomes, how would you invest $10,000
  1. The potential between earning $420 and $3500 on your investment
  2. The potential of earning up to$5070 but the risk of losing up to $400
  3. The potential of earning up to $7070 but the risk of losing up to $1050
  4. the potential of earning up to $9050 but the risk of losing up to $1690
7
If you could increase your chances of improving your investment returns by taking more risk, would you:
  1. Be unlikely to take more risks
  2. B e willing to take a little more risk with some of your overall portfolio
  3. Be willing to take a lot more risk with some of your overall portfolio
  4. Be willing to take a lot more risk with your entire portfolio
8
You are offered the opportunity to buy into a franchise for 20% of your gross income. You have 50% chance of getting your investment back within 5 years, and 50% chance of losing half your initial investment. Would you buy into the franchise?
  1. Absolutely not
  2. Probably not
  3. Probably
  4. Absolutely
9
You just won a cash prize equal to 10% of your annual income. Would you keep the cash or risk losing it all for the possibility of more money?
  1. Keep the cash
  2. Risk it all for a 3 out of 4 chance of getting 20%
  3. Risk it all for a 2 out of 4 chance of getting 50%
  4. Risk it all for a 1 out of 4 chance of getting 100%
10
What type of investor are you?
  1. You may be reaching retirement or simply prefer to take less risk. security of your capital is your biggest concern
  2. You may be close to retirement or prefer to take less risk. security is quite important to you.
  3. G growth is important, but security is still a factor. You are willing to accept risk for potential higher gains over time
  4. The growth of your money is your main concern and you plan to be invested for a long period of time. You are very comfortable with riding out the ups and downs of the market for potential higher long term results.
How to score the profile questionnaire
assign the following profits:
Question 1 2 3 4 5 Your Points
1 0 3 5 8 10
2 0 2 3 4 -
3 0 3 4 7 -
4 0 2 3 4 -
5 0 2 3 4 -
6 0 4 6 9 -
7 0 4 6 9 -
8 0 2 4 6 -
9 0 4 6 9 -
10 0 4 6 8 10

TOTAL

0-6 Conservative Your investment horizon is short or you may simply prefer to take less risk. security is your most important concern
7-22 Moderate Your investment horizon is relatively short or you may prefer to take less risk. Security is quite important to you
25-50 Balanced Your investment horizon is long enough to benefit from a balance between growth and security. You are willing to accept some risk for potential higher returns over time
51-68 Growth Your investment horizon is long enough to benefit from growth orientation. You will accept risk for potential higher returns over time
69+Aggressive Growth Your investment horizon is long enough to benefit from an aggressive growth orientation. Your main concern is growth of the money that will be invested for a long period of time. You are very comfortable riding the ups and downs in the market for potential higher long term results
 
 

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